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Sept. 1, 2011 ADV. Downloads. pdf formadv.pdf (127.96 KB) Modified: Aug. 1, 2022 SOCIAL MEDIA 1 Twitter 2 Facebook 2 Instagram 3 RSS 4 YouTube 6 LinkedIn 8 Email Updates. About The SEC. Budget & Performance; Careers; Commission Votes; Contact ... Use the boxes at the right to type in the date or dates you want to search. If you want to search only in one date, leave the 'Until' box blank and select only a date in the 'From' box. If you leave both boxes blank, your search will contain all dates. You can use this area to search a single mint or as many as you wish. Use the boxes at the right to type in the date or dates you want to search. If you want to search only in one date, leave the 'Until' box blank and select only a date in the 'From' box. If you leave both boxes blank, your search will contain all dates. You can use this area to search a single mint or as many as you wish. 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Sections 203 and 204 of the Advisers Act [15 U.S.C. §§ 80b-3 and 80b-4] authorize the SEC to collect the information required by Form ADV. The SEC collects the information for regulatory purposes, such as deciding whether to grant registration. Filing Form ADV is mandatory for advisers who are ... We would like to show you a description here but the site won’t allow us. For Quick Search Please Select Registration Office and From/To Registration Date. Online Registration (2016 To Till Date) Post Computerisation (2006 To 2015) Pre Computerisation (Before 2005) Registration Office. : ALL AMARPUR AMOUR ARA (BHOJPUR) ARARIA SADAR ARERAJ ARWAL AURANGABAD BABUBARHI BAGAHA BAHADURGANJ BAHERA BAKHRI BALIA BANKA ... Learn how to use Investor.gov's free and easy search tool to check out brokers and investment advisers. Find their registration status, disciplinary events, and …Advanced Search . Note: The Advocates Act CAP. 16 Section 24 states: (1) Every practising certificate shall bear the date of the day on which it is issued and shall have effect from the beginning of that day: Provided that a practising certificate which is issued during the first month of any practising year shall have effect for all purposes ....